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Supervision and Monitoring

We aim through our supervision and monitoring to help those entities we regulate to:

  • Improve their standards
  • Ensure clients have a positive outcome
  • Enable us to concentrate on the true risks to the public

You will need to provide information to maintain your authorisation and enable us to report any required regulatory information. The following sections provide some guidance on this.

Our Relationship Officer will help guide you in the management of risks by providing ongoing guidance and support. There may be times when you will need structured support to resolve a risk and the following graphic shows how that might work.